When selling limited partnership interests, a registered representative is not required to:_____.

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16-08-2022
Business

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When selling limited partnership interests, a registered representative is not required to:_____.

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yogeshkumar49685 yogeshkumar49685 · Answer 1 · 2022-08-20T09:13:37+02:00

When selling limited partnership interests, a registered representative is not required to certify that the customer is an institutional investor.

Given an incomplete sentence related to selling of limited partnership interests.

We are required to fill the blank with appropriate wordings.

The appropriate wordings is that representative representative is not required to certify that the customer is an institutional investor.

An institutional investor is basically a company or organization that invests money on behalf of clients or members.

Partnership Interest basically means the ownership interest of a Partner in the Partnership at any particular time, including the right of such Partner to any and all benefits to which such Partner may be entitled.

Hence when selling limited partnership interests, a registered representative is not required to certify that the customer is an institutional investor.

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